Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edmond Hock is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Cantor Fitzgerald & Co. Michael has held prior positions with STONEX FINANCIAL INC., INTL FCSTONE CREDIT TRADING LLC, JONESTRADING, PALI CAPITAL, INC., JEFFERIES & COMPANY, INC., KEMPER SECURITIES GROUP, INC., BOETTCHER & COMPANY, INC., OPPENHEIMER & CO., INC., MOSELEY SECURITIES CORPORATION and E. F. HUTTON & COMPANY INC. Michael has passed the Series 7, 24, 55, 63, 72, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/20/2021 - Present
Cantor Fitzgerald & Co. (MIAMI FL)
NY
12/07/2018 - 06/28/2021
STONEX FINANCIAL INC. (NEW YORK NY)
NY
01/30/2019 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)
NJ
03/16/2010 - 11/20/2018
JONESTRADING (MORRISTOWN NJ)
NJ
06/24/2008 - 05/06/2010
PALI CAPITAL, INC. (SUMMIT NJ)
NJ
09/10/1991 - 06/23/2008
JEFFERIES & COMPANY, INC. (SHORT HILLS NJ)
MO
09/04/1990 - 06/12/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/17/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
NY
01/08/1987 - 08/28/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
07/25/1986 - 01/16/1987
MOSELEY SECURITIES CORPORATION
NA
03/22/1984 - 08/11/1986
E. F. HUTTON & COMPANY INC
BC
Issued 04/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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