Unclaimed
Michael Earnest Martin is a financial advisor registered in Massachusetts. Michael has been in the industry since July 20, 2000. Michael is currently employed with MML Investors Services, LLC and is located in Springfield, MA. Michael is also registered with FINRA and is a Series 6, Series 63, Series 26, Series 65, and SIE licensed advisor. Michael previously worked with AIG Capital Services, Inc., Sammons Financial Network, LLC, Cambridge Investment Research, Inc., Pruco Securities, LLC., Hartford Equity Sales Company Inc., and Northwestern Mutual Investment Services, Inc. Michael specializes in the following areas: 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
09/28/2018 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NJ
02/07/2017 - 07/03/2018
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
IA
01/05/2016 - 02/09/2017
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
MA
03/12/2014 - 06/18/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (EAST LONGMEADOW MA)
NJ
01/03/2013 - 03/18/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
09/12/2006 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
MA
06/04/1999 - 02/17/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
WI
03/17/1997 - 06/03/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 10/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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