Unclaimed
Michael Earl Marshall is a financial advisor with Ameriprise Financial Services, LLC. Michael has over 37 years of experience in the financial services industry. Michael is registered with the state of Mississippi as an Investment Advisor Representative and with the state of Texas as an Investment Advisor Representative - Resident. Michael is also registered with FINRA as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MS
11/15/2021 - Present
Ameriprise Financial Services, LLC (Natchez MS)
MS
06/01/2009 - 11/15/2021
MORGAN STANLEY (RIDGELAND MS)
MS
09/03/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGELAND MS)
MS
01/01/2008 - 09/04/2008
WACHOVIA SECURITIES, LLC (RIDGELAND MS)
MS
11/02/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RIDGELAND MS)
NA
05/25/1984 - 10/28/1985
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 05/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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