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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gorton is a financial advisor with over 40 years of experience in the industry. Michael is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with A. G. EDWARDS & SONS, INC. and SUTRO & CO. INCORPORATED. Michael offers a range of financial planning and investment management services to individuals, businesses, and institutional clients. Michael holds multiple licenses and certifications, including Series 66, Series 63, Series 10, Series 9, Series 8, Series 3, and Series 7. Michael is also registered in several states, including California, Idaho, Texas, Arizona, Colorado, Delaware, District of Columbia, Florida, Hawaii, Indiana, Maryland, Massachusetts, Missouri, Montana, Nevada, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
07/26/2011 - Present
Wells Fargo Clearing Services, LLC (GRANGEVILLE ID)
CA
12/02/1985 - 11/08/2006
A. G. EDWARDS & SONS, INC. (SAN RAFAEL CA)
NA
08/05/1985 - 12/17/1985
SUTRO & CO. INCORPORATED
NA
12/22/1981 - 08/26/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 06/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1991
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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