Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael E. Stein is an investment advisor representative at Stifel, Nicolaus & Company, Inc. and has been in the industry since January 7, 1992. Michael has been registered with Stifel, Nicolaus & Company, Inc. since August 20, 2010. Prior to Stifel, Nicolaus & Company, Inc., Michael was associated with MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and DAVID LERNER ASSOCIATES, INC.. Michael specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/20/2010 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
06/01/2009 - 08/27/2010
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
05/17/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NY
01/08/1992 - 05/19/1994
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 05/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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