Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Smith is a financial advisor registered with LPL Financial LLC. Michael has been a financial advisor for more than 20 years and has a strong background in providing financial advice and guidance. Michael is committed to helping clients achieve their financial goals and has the experience and expertise to provide personalized financial solutions. Michael Smith is licensed to provide financial advice and services in Alabama, Arkansas, California, Florida, Georgia, Indiana, Kentucky, Mississippi, Missouri, New Hampshire, North Carolina, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
11/18/2024 - Present
LPL Financial LLC (EVANSVILLE IN)
IN
02/29/2016 - 01/13/2022
FNEX CAPITAL, LLC (INDIANAPOLIS IN)
MO
07/02/2015 - 12/04/2015
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
NE
12/16/2013 - 05/13/2015
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
TN
03/07/2011 - 06/23/2011
CURIAN CLEARING, LLC (FRANKLIN TN)
OR
09/03/2010 - 10/15/2010
NAPLES AIS, INC. (TUALATIN OR)
TN
02/01/2010 - 05/03/2010
INVESTMENT CENTERS OF AMERICA, INC. (GALLATIN TN)
MA
07/28/2008 - 07/14/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
PA
01/24/2007 - 04/30/2008
DIRECTED SERVICES LLC (WEST CHESTER PA)
VA
08/12/2005 - 08/15/2006
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NC
04/17/1998 - 03/02/2005
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
05/16/1997 - 04/03/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/07/1995 - 05/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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