Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael E. Rose is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working in The Villages, FL. Michael has been in the industry for over 17 years. Michael is licensed to provide securities advice in 29 states and is also licensed to provide investment advisory services. Michael's experience includes working for PNC Investments, BANC OF AMERICA SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., and Regions Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/07/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE VILLAGES FL)
PA
04/12/2018 - 12/06/2018
PNC INVESTMENTS (PITTSBURGH PA)
FL
01/29/2010 - 05/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OCALA FL)
FL
01/12/2010 - 02/01/2010
BANC OF AMERICA SECURITIES LLC (ORLANDO FL)
FL
10/11/2002 - 07/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OCALA FL)
IA
Issued 02/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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