Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael E. Prewitt is a financial advisor with UBS Financial Services Inc., a firm with over $702 billion in assets under management. Michael has been in the financial services industry since 2006 and has a broad range of experience. Michael specializes in providing financial advice to individuals, families, and businesses. Michael holds the Series 7, 10, 24, 66, and SIE licenses. Michael is also a registered Investment Advisor Representative in Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/01/2022 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
11/01/2021 - 06/15/2022
UNIVERSAL FINANCIAL SERVICES INC. (GUAYNABO PR)
PR
06/08/2009 - 11/02/2021
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
06/08/2009 - 10/19/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
03/05/2009 - 04/02/2009
POPULAR SECURITIES, INC. (SAN JUAN PR)
PR
02/14/2006 - 03/16/2009
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
BOTH
Issued 07/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/29/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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