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Michael E Hanlon

Smbc Nikko Securities America, Inc.

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About Michael E Hanlon

Michael E. Hanlon is a financial professional registered with Smbc Nikko Securities America, Inc. with over 10 years of experience in the financial industry. He has held positions with several firms, including BBVA Securities Inc. and Standard Chartered Securities N.A. LLC. Michael holds the Series 7, 99 and SIE licenses.

Firm Information

Michael Hanlon is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Hanlon’s Registration & Firm History

NY

01/09/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/07/2017 - 11/09/2021

BBVA SECURITIES INC. (NEW YORK NY)

NY

06/18/2012 - 07/18/2017

STANDARD CHARTERED SECURITIES N.A. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/15/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Michael E Hanlon.
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