Unclaimed
Michael E. Hanlon is a financial professional registered with Smbc Nikko Securities America, Inc. with over 10 years of experience in the financial industry. He has held positions with several firms, including BBVA Securities Inc. and Standard Chartered Securities N.A. LLC. Michael holds the Series 7, 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/09/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/07/2017 - 11/09/2021
BBVA SECURITIES INC. (NEW YORK NY)
NY
06/18/2012 - 07/18/2017
STANDARD CHARTERED SECURITIES N.A. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2012
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Michael Hanlon is the right advisor for you? Invested Better is here to help.