Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael E. Gaugler is a financial advisor who has been in the industry since 2004. Michael is currently registered with Janney Montgomery Scott LLC and has been with the firm since 2015. Michael previously worked at Brean Capital, LLC and Boenning & Scattergood, Inc.. Michael holds the Series 63, SIE, Series 87, Series 86, and Series 7 licenses and is registered in Florida, New York, and Pennsylvania. Michael specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
02/19/2015 - Present
Janney Montgomery Scott LLC (Royersford PA)
NY
03/31/2006 - 02/19/2015
BREAN CAPITAL, LLC (NEW YORK NY)
PA
08/13/2004 - 04/10/2006
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
PA
05/21/2004 - 09/03/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BC
Issued 03/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/31/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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