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Michael E Defao

Columbia Management Investment Distributors, Inc.

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About Michael E Defao

Michael E Defao is a registered investment advisor with Columbia Management Investment Distributors, Inc. Michael has been in the securities industry since 1996 and is licensed in Massachusetts. Michael holds the following securities licenses: Series 6, Series 7, Series 24, Series 26, Series 51 and Series 63. Michael has previously worked with Columbia Management Distributors, Inc., Putnam Retail Management Limited Partnership and UAM Fund Distributors, Inc.

Firm Information

Michael Defao is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Defao’s Registration & Firm History

MA

05/01/2010 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

06/21/2005 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

03/24/2000 - 05/23/2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

MA

01/04/1996 - 02/03/2000

UAM FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/12/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/04/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2002

Series 7 - General Securities Representative Examination

BC

Issued 12/20/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael E Defao.
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