Unclaimed
Michael Dwyer is a financial advisor with over 40 years of experience. Michael is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been with the firm since January 2002. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Michael was with Morgan Stanley & Co., Incorporated and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
NY
08/29/1988 - 01/29/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
01/27/1978 - 09/08/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 02/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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