Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Duy Vu is a registered representative with Capital Client Group, Inc. based in Los Angeles, California. Michael has been in the securities industry since 2002. Michael's experience includes working with Alliance Advisory & Securities, Inc. Prior to joining Capital Client Group, Inc., Michael worked at Alliance Advisory & Securities, Inc. Michael is licensed to conduct business in California. Michael holds a Series 66, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
09/17/2002 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
05/15/2001 - 10/17/2001
ALLIANCE ADVISORY & SECURITIES, INC. (WESTLAKE VILLAGE CA)
BOTH
Issued 06/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Vu is the right advisor for you? Invested Better is here to help.
