Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael-duy? Claim Your ProfileMichael-duy Thanh Nguyen is an investment advisor representative with Raymond James & Associates, Inc., a financial services firm based in St. Petersburg, Florida. Michael-duy Thanh Nguyen has been in the industry since November 10, 2016. The advisor has been registered with the state of Texas since February 18, 2021. The advisor is also registered as an investment advisor representative with the firm. Previously, Michael-duy Thanh Nguyen was associated with TD AMERITRADE, INC. and HORNOR, TOWNSEND & KENT, INC. both in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/18/2021 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
12/19/2016 - 01/11/2021
TD AMERITRADE, INC. (HOUSTON TX)
TX
09/26/2016 - 12/09/2016
HORNOR, TOWNSEND & KENT, INC. (HOUSTON TX)
BOTH
Issued 01/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael-duy Nguyen is the right advisor for you? Invested Better is here to help.
