Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Duane Mead

Avantax Investment Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Duane Mead

Michael Duane Mead is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Avantax Investment Services, Inc. in Missouri and Kansas. Michael has also been previously registered with Quest Capital Strategies, Inc. and PFS Investments Inc. Michael has a Series 6, Series 63 and SIE licenses. Michael holds a Series 6 registration which allows them to sell mutual funds, variable annuities, and other investment company products. They also hold a Series 63 registration which allows them to sell securities in the state of Missouri.

Firm Information

Michael Mead is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Mead’s Registration & Firm History

MO

02/05/2003 - Present

Avantax Investment Services, Inc. (BLUE SPRINGS MO)

CA

11/11/2002 - 02/20/2003

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

GA

06/26/2000 - 09/27/2002

PFS INVESTMENTS INC. (DULUTH GA)

Not sure if Michael Duane Mead is right for you?

Licenses & Designations

BC

Issued 06/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Michael Duane Mead. Review regulatory record here.
Not sure if Michael Duane Mead is right for you?