Unclaimed
Michael Duane Mead is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Avantax Investment Services, Inc. in Missouri and Kansas. Michael has also been previously registered with Quest Capital Strategies, Inc. and PFS Investments Inc. Michael has a Series 6, Series 63 and SIE licenses. Michael holds a Series 6 registration which allows them to sell mutual funds, variable annuities, and other investment company products. They also hold a Series 63 registration which allows them to sell securities in the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
02/05/2003 - Present
Avantax Investment Services, Inc. (BLUE SPRINGS MO)
CA
11/11/2002 - 02/20/2003
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
GA
06/26/2000 - 09/27/2002
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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