Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Krmpotich is a financial professional with over 40 years of experience in the financial services industry. Michael is currently registered with Wedbush Securities Inc. Michael has held previous positions with Stifel, Nicolaus & Company, Incorporated, RBC Capital Markets, LLC, Wells Fargo Investments, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, A. G. Edwards & Sons, Inc., EVEREN SECURITIES, INC., Principal Financial Securities,INC., Dean Witter Reynolds Inc., Smith Barney, Harris Upham & Co., Incorporated, Miller, Johnson & Kuehn, Incorporated, PaineWebber Incorporated, Miller & Schroeder Financial, Inc., Cronin & Marcotte, Inc., E. F. Hutton & Company Inc., and Bache & Co Incorporated. Michael is a licensed investment advisor representative in Arkansas, California, Colorado, Illinois, Minnesota, Nevada, and Virginia. Michael holds a Series 7TO, Series 9, Series 10, Series 52TO, and Series 53 license. Michael also holds a Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/09/2020 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
11/13/2013 - 08/07/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PALM DESERT CA)
MN
05/23/2008 - 11/27/2013
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
10/28/2004 - 05/28/2008
WELLS FARGO INVESTMENTS, LLC (EDINA MN)
MO
07/01/2003 - 11/18/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/09/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
06/23/1998 - 12/03/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
05/11/1998 - 06/22/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
05/15/1995 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
02/26/1992 - 05/18/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/12/1990 - 02/27/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
MN
11/23/1988 - 07/05/1990
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
NA
09/30/1986 - 12/07/1988
PAINEWEBBER INCORPORATED
NA
07/19/1982 - 10/03/1986
MILLER & SCHROEDER FINANCIAL, INC.
NA
07/12/1977 - 06/24/1982
CRONIN & MARCOTTE, INC.
NA
12/04/1974 - 02/22/1976
E. F. HUTTON & COMPANY INC
NA
07/29/1974 - 12/07/1974
BACHE & CO INCORPORATED
IA
Issued 08/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/31/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1974
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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