Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Douglass Frost is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with LPL Financial LLC and has previously worked with National Planning Corporation, Mutual Service Corporation, Walnut Street Securities, Inc., and Lincoln Financial Advisors Corporation. Michael holds FINRA Series 6, 7, and 63 licenses, as well as the SIE exam. Michael specializes in providing financial planning, portfolio management, and consulting services to individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
11/29/2017 - Present
LPL Financial LLC (COLORADO SPRINGS CO)
CO
05/15/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (COLORADO SPRINGS CO)
CO
09/08/2009 - 05/22/2014
LPL FINANCIAL LLC (COLORADO SPRINGS CO)
CO
01/02/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (COLORADO SPRINGS CO)
CO
01/07/1993 - 12/31/2007
WALNUT STREET SECURITIES, INC. (COLORADO SPRINGS CO)
IN
09/05/1991 - 01/19/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/05/1991 - 01/19/1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
AZ
02/11/1991 - 09/09/1991
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
11/29/1990 - 02/20/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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