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Michael Douglas Rife

State Street Global Advisors Funds Distributors, LLC

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About Michael Douglas Rife

Michael Douglas Rife has over 25 years of experience in the financial services industry. Michael is currently a Registered Representative at State Street Global Advisors Funds Distributors, LLC. Previously, Michael was employed by BLACKROCK INVESTMENTS, LLC, SEA PORT GROUP SECURITIES, LLC, AGENCY TRADING GROUP, INC., CITIGROUP GLOBAL MARKETS INC., and SALOMON BROTHERS INC. Michael is licensed to sell securities in all 50 states. Michael holds a Series 7, Series 3, Series 24, and Series 63 license.

Firm Information

Michael Rife is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rife’s Registration & Firm History

NY

08/03/2018 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

IL

10/03/2014 - 08/09/2017

BLACKROCK INVESTMENTS, LLC (CHICAGO IL)

IL

04/07/2009 - 09/26/2014

SEA PORT GROUP SECURITIES, LLC (NORTHBROOK IL)

MN

02/18/2009 - 03/16/2009

AGENCY TRADING GROUP, INC. (WAYZATA MN)

IL

12/03/1997 - 06/23/2008

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

NY

11/09/1993 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1993

Series 7 - General Securities Representative Examination

BC

Issued 10/27/1993

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Douglas Rife.
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