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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Douglas Nettleton is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Morgan Stanley and has been with the firm since 2009. Michael has held previous positions at CITIGROUP GLOBAL MARKETS INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael holds the Series 7, Series 31 and Series 66 licenses. Michael is also licensed to provide investment advisory services in 37 states. Michael has been providing financial advice to individuals, corporations and other businesses, as well as insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Plano TX)
TX
05/09/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
TX
02/23/2001 - 05/14/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
BOTH
Issued 03/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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