Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Douglas Arnold is a financial advisor with over 40 years of experience in the industry. Michael has held previous positions at J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Credit Suisse Securities (USA) LLC, Comerica Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, Inc., The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, Cigna Securities, Inc., and Massachusetts Mutual Life Insurance Company. Michael currently works as a Registered Representative and Investment Advisor Representative at Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/21/2014 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
10/01/2008 - 06/19/2014
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
10/19/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (DALLAS TX)
TX
01/06/2006 - 10/12/2007
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
MI
05/10/2004 - 01/12/2006
COMERICA SECURITIES (DETROIT MI)
NY
10/29/2001 - 03/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
02/17/2000 - 10/08/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
07/26/1999 - 01/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IN
06/05/1996 - 07/02/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/05/1996 - 07/02/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
PA
04/21/1992 - 06/06/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
MA
09/16/1987 - 02/04/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
09/16/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
06/21/1978 - 09/22/1987
CIGNA SECURITIES, INC.
IA
Issued 05/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1978
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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