Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dougherty is a financial professional with over 30 years of experience in the industry. Michael is currently a registered representative and investment advisor representative at Janney Montgomery Scott LLC. Prior to joining Janney Montgomery Scott, Michael held positions at several other firms, including Stockcross Financial Services, Inc., WTS Proprietary Trading Group LLC, Legg Mason Wood Walker, Incorporated, Furman Selz LLC, Alex. Brown & Sons Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Hopper Soliday & Co., Inc. Michael holds a Series 7, Series 24, Series 55, Series 57, and Series 99 license. Michael has a comprehensive understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
03/28/2016 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
NJ
07/11/2014 - 07/16/2015
STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)
NY
04/10/2013 - 01/16/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
PA
01/27/2000 - 12/13/2012
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MD
06/27/1997 - 01/24/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
10/11/1994 - 01/28/1997
FURMAN SELZ LLC (NEW YORK NY)
NA
08/11/1993 - 06/07/1994
ALEX. BROWN & SONS INCORPORATED
NY
07/24/1986 - 06/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/22/1983 - 07/31/1986
HOPPER SOLIDAY & CO., INC.
BC
Issued 12/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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