Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shea is a registered investment advisor representative with Robert W. Baird & Co. Inc. Michael has been in the industry since 1991 and has experience working with a variety of clients including individuals, businesses, investment companies, and charitable organizations. Michael is a registered investment advisor representative in Alabama, Arizona, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Louisiana, Massachusetts, Mississippi, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah and Virginia. Michael has also earned the following licenses: Series 6, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Murfreesboro TN)
TN
04/17/1997 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (MURFREESBORO TN)
GA
01/03/1996 - 04/18/1997
SUNTRUST SECURITIES, INC. (ATLANTA GA)
TN
11/16/1994 - 06/07/1995
TRANS FINANCIAL INVESTMENT SERVICES, INC. (NASHVILLE TN)
NY
09/27/1990 - 07/06/1994
J.C. BRADFORD & CO. (NEW YORK NY)
NA
01/02/1990 - 02/27/1990
H. T. FLETCHER SECURITIES INCORPORATED
NJ
08/04/1989 - 11/28/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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