Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Don Lopez is a financial advisor at J.P. Morgan Securities LLC with over 20 years of experience in the financial services industry. Michael Don Lopez provides financial planning, portfolio management, and selection of other advisors to clients. Michael Don Lopez has been registered with FINRA and has passed the Series 63, Series 66, Series 7TO, Series 9, and Series 10 exams. Michael Don Lopez is licensed in 53 states, including Arizona, Texas, and many others. Before joining J.P. Morgan Securities LLC, Michael Don Lopez worked at TD Ameritrade, Inc. and Grant Thornton, LLP. Michael Don Lopez is a dedicated professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
AZ
01/10/2024 - Present
J.p. Morgan Securities LLC (Tempe AZ)
TX
04/24/2020 - 11/17/2020
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 12/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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