Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kugler is a financial advisor with Cetera Investment Advisers LLC, located in West Bend, Wisconsin. Michael has been in the financial services industry since 1984. Michael is registered with the state of Wisconsin and holds FINRA Series 7, 63 and 65 licenses, and the SIE exam. In addition to Cetera Investment Advisers LLC, Michael has previous experience with several other firms including LPL Financial LLC, U.S. Bancorp Piper Jaffray Inc., First Union Securities, Inc., Principal Financial Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael also owns and operates Lakeshore Wealth Management LLC and is a FINRA Arbitrator.
WEST BEND, WI
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
03/21/2024 - Present
Cetera Investment Advisers LLC (WEST BEND WI)
WI
03/19/2003 - 11/25/2011
LPL FINANCIAL LLC (WEST BEND WI)
MN
11/16/2000 - 10/08/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
05/11/1998 - 04/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
06/24/1996 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
06/20/1984 - 05/30/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/5/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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