Unclaimed
Michael Dominic Fazio is a financial advisor registered with Fidelity Brokerage Services LLC. Michael has been working in the financial services industry since 2013. Prior to joining Fidelity Brokerage Services LLC, Michael was employed by ADP Broker-Dealer, Inc. in Roseland, NJ, Scottrade, Inc. in Louisville, KY, and Edward Jones in Louisville, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
07/08/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NJ
06/06/2018 - 05/02/2022
ADP BROKER-DEALER, INC. (ROSELAND NJ)
KY
11/06/2015 - 06/05/2017
SCOTTRADE, INC. (LOUISVILLE KY)
KY
06/04/2012 - 10/13/2015
EDWARD JONES (Louisville KY)
BOTH
Issued 07/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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