Unclaimed
Michael Menendez is a financial professional with Regions Securities LLC. Michael is registered in North Carolina and has been in the industry for over 1 year. Michael has passed the Series 63, Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/29/2021 - Present
Regions Securities LLC (Charlotte NC)
BC
Issued 11/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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