Unclaimed
Michael Digrazia is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Michael has been in the financial services industry since 1998 and holds a Series 3, Series 7, Series 9, Series 10, Series 31, Series 66 and SIE license. Michael's background includes experience at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
06/10/2004 - 11/14/2023
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
NY
11/11/1998 - 06/15/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/22/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/27/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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