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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Diehl is a financial advisor with Concourse Financial Group Securities, Inc. in Santa Barbara, California. Michael has over 28 years of experience in the financial services industry. He has a strong background in investments and is dedicated to helping clients achieve their financial goals. Michael is registered with the state of California as both a broker-dealer and an investment advisor. He holds the Series 6, 7, 63 and 65 licenses. Michael specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. He also offers educational seminars and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Concourse Financial Group Securities, Inc. (Santa Barbara CA)
NC
03/06/2017 - 03/13/2024
BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)
NY
04/27/2015 - 03/06/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CT
03/18/2013 - 03/13/2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NY
12/11/2004 - 11/08/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
10/04/2002 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MA
12/22/2000 - 10/07/2002
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CT
02/24/2000 - 01/08/2001
ING PILGRIM SECURITIES, INC. (WINDSOR CT)
NJ
07/15/1997 - 12/10/1999
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
10/10/1995 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MD
01/28/1994 - 01/10/1995
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 06/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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