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Michael Dewayne Spaulding

Nylife Securities LLC

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About Michael Dewayne Spaulding

Michael Spaulding is a financial professional with over 11 years of experience in the securities industry. Michael is registered with Nylife Securities LLC in Helena, MT and holds a Series 6, Series 63 and SIE license. Michael is currently registered in Montana and Vermont.

Firm Information

Michael Spaulding is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Spaulding’s Registration & Firm History

MT

01/28/2011 - Present

Nylife Securities LLC (HELENA MT)

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Licenses & Designations

BC

Issued 03/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Dewayne Spaulding.
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