Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dewayne Douglas is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Michael has been in the financial services industry since November 1994. Michael has a diverse range of experience and holds multiple certifications. He is currently registered in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/14/2009 - Present
Stifel, Nicolaus & Company, Inc. (PENSACOLA FL)
FL
02/29/2008 - 08/14/2009
UBS FINANCIAL SERVICES INC. (PENSACOLA FL)
FL
04/02/2007 - 03/05/2008
MORGAN STANLEY & CO., INCORPORATED (PENSACOLA FL)
FL
11/16/1994 - 04/02/2007
MORGAN STANLEY DW INC. (PENSACOLA FL)
IA
Issued 04/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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