Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Derry Hilger is a financial advisor with over 40 years of experience in the industry. Michael is a Registered Representative and Investment Advisor Representative. Michael is currently registered with Raymond James & Associates, Inc., where he has been employed since May 2000. Michael has held previous positions with several other firms including J.C. Bradford & Co., Dain Rauscher Incorporated, Rauscher Pierce Refsnes, Inc., Smith Barney Inc., Underwood, Neuhaus & Co., Incorporated, Shearson Lehman Brothers Inc., Dean Witter Reynolds Inc., Thomson McKinnon Securities Inc., and Paine, Webber, Jackson & Curtis Inc. Michael has passed the Series 3, 4, 7, 8, 9, 10, 24, 63, and 65 exams. Michael is registered in 17 states and has been actively involved in the financial industry since 1981.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/01/2000 - Present
Raymond James & Associates, Inc. (DALLAS TX)
NY
06/19/1998 - 06/09/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
03/02/1998 - 06/25/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
08/29/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
06/06/1989 - 08/24/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
01/29/1988 - 05/17/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
NA
08/05/1985 - 01/15/1988
SHEARSON LEHMAN BROTHERS INC.
NA
04/16/1984 - 08/08/1985
DEAN WITTER REYNOLDS INC.
NA
12/21/1982 - 04/13/1984
THOMSON MCKINNON SECURITIES INC.
NA
04/13/1981 - 12/14/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 02/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1982
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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