Unclaimed
Michael Dennison is a financial advisor associated with Commonwealth Financial Network. Michael has been working in the financial industry since 2004 and has worked for several different firms in the past. Michael is registered to provide financial advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/29/2024 - Present
Commonwealth Financial Network (Campbell CA)
CA
01/18/2022 - 02/12/2024
PRINCIPAL SECURITIES, INC. (SAN JOSE CA)
CA
11/09/2018 - 02/17/2022
PRUCO SECURITIES, LLC. (Walnut Creek CA)
CA
12/14/2011 - 11/12/2018
PRINCIPAL SECURITIES, INC. (SAN JOSE CA)
CA
11/29/2010 - 01/10/2012
LPL FINANCIAL LLC (SAN JOSE CA)
CA
04/23/2010 - 12/06/2010
WELLS FARGO INVESTMENTS, LLC (SAN JOSE CA)
CA
08/07/2008 - 05/11/2010
WELLS FARGO ADVISORS, LLC (SUNNYVALE CA)
CA
05/29/2007 - 07/24/2008
CITIGROUP GLOBAL MARKETS INC. (SUNNYVALE CA)
CA
09/26/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (PALO ALTO CA)
MN
07/02/2004 - 03/28/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/02/2004 - 03/28/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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