Unclaimed
Michael Dennis Watt is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with TD Securities (usa) LLC in New York. Michael has previously worked at INTL FCSTONE FINANCIAL INC. in New York and INTL FCSTONE PARTNERS L.P. in Jersey City. Michael holds the Series 7, Series 24, Series 63, and Series 72 licenses as well as the Securities Industry Essentials Examination. Michael is licensed to conduct business in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/06/2017 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
07/10/2015 - 06/13/2017
INTL FCSTONE FINANCIAL INC. (NEW YORK NY)
NJ
02/07/2002 - 07/10/2015
INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)
BC
Issued 10/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2002
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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