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Michael Dennis Watt

TD Securities (usa) LLC

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About Michael Dennis Watt

Michael Dennis Watt is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with TD Securities (usa) LLC in New York. Michael has previously worked at INTL FCSTONE FINANCIAL INC. in New York and INTL FCSTONE PARTNERS L.P. in Jersey City. Michael holds the Series 7, Series 24, Series 63, and Series 72 licenses as well as the Securities Industry Essentials Examination. Michael is licensed to conduct business in 52 states and the District of Columbia.

Firm Information

Michael Watt is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Watt’s Registration & Firm History

NY

09/06/2017 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

07/10/2015 - 06/13/2017

INTL FCSTONE FINANCIAL INC. (NEW YORK NY)

NJ

02/07/2002 - 07/10/2015

INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2003

Series 7 - General Securities Representative Examination

BC

Issued 02/06/2002

Series 72 - Government Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Dennis Watt.
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