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Michael Dennis Walsh

Ashford Investment Advisors

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About Michael Dennis Walsh

Michael Walsh is a registered Investment Advisor Representative with Ashford Investment Advisors. Michael is a registered Investment Advisor Representative in Florida and Texas. Michael has been working in the securities industry since 1980. Michael previously worked at Argus Securities, Inc., C.B. Hill & Associates, Inc., Worthington Capital Group, Inc. and E. F. Hutton & Company Inc. Michael is also a Registered Options Principal, Financial and Operations Principal and General Securities Principal. Michael has passed the Uniform Securities Agent State Law Examination, General Securities Representative Examination, and National Commodity Futures Examination. Michael has worked at Ashford Investment Advisors since 1996.

Firm Information

Michael Walsh is currently registered with Ashford Investment Advisors. Ashford Investment Advisors is an investment advisory firm based in New York, NY, registered with the SEC. They provide advisory and reporting services, but do not manage client portfolios. They serve high net worth individuals, corporations and other businesses, individuals other than high net worth, and pension and profit sharing plans.

$63.28M

Assets Under Management

10

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advisory/reporting, but not portfolio management

Advisory/reporting, but not portfolio management

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Walsh’s Registration & Firm History

FL

04/16/2020 - Present

Ashford Investment Advisors (DAYTONA BEACH FL)

FL

03/17/1999 - 02/29/2000

ARGUS SECURITIES, INC. (HALLANDALE FL)

FL

03/10/1997 - 03/24/1999

C.B. HILL & ASSOCIATES, INC. (JACKSONVILLE FL)

NY

08/26/1991 - 07/07/1997

WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)

NA

12/22/1980 - 01/04/1985

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 04/29/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/1991

Series 4 - Registered Options Principal Examination

BC

Issued 08/02/1991

Series 27 - Financial and Operations Principal Examination

BC

Issued 07/19/1991

Series 24 - General Securities Principal Examination

BC

Issued 06/19/1991

Series 7 - General Securities Representative Examination

BC

Issued 09/14/1990

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Dennis Walsh.
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