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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Toomey is an investment advisor representative at LPL Financial LLC based in Palos Verdes Estates, California. Michael has been in the financial services industry since 1991. Michael has been registered with LPL Financial LLC since 2019. Michael previously worked at Ameriprise Financial Services, Inc. in Los Angeles, California, Western International Securities, Inc. in Torrance, California, Wells Fargo Advisors, LLC in Rolling Hills Estates, California, UBS Financial Services Inc. in Weehawken, New Jersey, BANC of America Investment Services, Inc. in Boston, Massachusetts, BA Investment Services, Inc. in Oakland, California, Prudential Securities Incorporated in New York, New York and Dean Witter Reynolds Inc. in Purchase, New York. Michael holds the Series 3, 7, 63 and 65 securities licenses. Michael is registered in Arizona, California, Connecticut, Idaho, Montana, Nevada, New Hampshire, Ohio, Oregon, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/25/2019 - Present
LPL Financial LLC (PALOS VERDES ESTATES CA)
CA
11/20/2015 - 06/25/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
08/19/2009 - 11/23/2015
WESTERN INTERNATIONAL SECURITIES, INC. (TORRANCE CA)
CA
05/25/2005 - 08/17/2009
WELLS FARGO ADVISORS, LLC (ROLLING HILLS ESTATES CA)
NJ
05/17/2001 - 06/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
07/12/1999 - 05/18/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
11/18/1996 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
06/17/1993 - 10/30/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/26/1991 - 06/01/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1992
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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