Unclaimed
Michael Policarpo is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Victory Capital Services, Inc. in Ohio. Michael holds the Series 7, 24, 27, 99TO, and SIE licenses. Michael was previously registered with GARTMORE DISTRIBUTION SERVICES, INC. and NATIONWIDE SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/15/2007 - Present
Victory Capital Services, Inc. (BROOKLYN OH)
OH
02/15/2001 - 07/27/2005
GARTMORE DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
OH
05/02/2001 - 12/12/2002
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
BC
Issued 10/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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