Unclaimed
Michael Dennis Murphy is a financial professional with over 20 years of experience in the industry. Michael is currently registered with ADP Broker-Dealer, Inc. and has previously held positions with Fidelity Brokerage Services LLC, DWS Investments Distributors, Inc and Fidelity Investments Institutional Services Company, Inc. Michael is licensed to provide financial advice and services in all 50 states as well as the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/07/2021 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
KY
09/21/2015 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NJ
10/31/2012 - 08/31/2015
ADP BROKER-DEALER, INC. (ROSELAND NJ)
MA
11/24/2010 - 10/09/2012
DWS INVESTMENTS DISTRIBUTORS, INC (BOSTON MA)
RI
08/30/2006 - 12/11/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
01/01/1996 - 11/01/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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