Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Huston has been in the financial industry since 1972. Michael Huston is a registered representative with Raymond James & Associates, Inc. and has been with the firm since 2018. Prior to that, Michael Huston was a registered representative with WELLS FARGO CLEARING SERVICES, LLC. Michael Huston is a registered Investment Advisor. Michael Huston is licensed in 21 states and the District of Columbia. Michael Huston holds the Series 7TO, Series 3, Series 5, Series 1, and Series 63 licenses. Michael Huston also holds the Series 65 license. Michael Huston also holds the SIE license. Michael Huston offers financial planning, portfolio management for businesses and individuals, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/10/2018 - Present
Raymond James & Associates, Inc. (DALLAS TX)
TX
02/24/2006 - 10/10/2018
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
NY
02/18/1988 - 02/28/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
05/19/1978 - 02/27/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
02/24/1975 - 01/04/1979
ROYAL LANE SECURITIES, INC.
NA
02/24/1975 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
01/10/1972 - 07/16/1975
E. F. HUTTON & COMPANY INC
IA
Issued 03/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1982
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/28/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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