Unclaimed
Michael Dennis is a financial advisor with MML Investors Services, LLC. Michael has been in the financial industry for several years, with previous experience at Northwestern Mutual Investment Services, LLC. Michael holds the Series 63, Series 6TO, and SIE licenses. Michael is registered with the following states: California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Nebraska, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia. Michael focuses on providing financial planning, pension consulting, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
07/31/2024 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
08/26/2021 - 05/23/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
BC
Issued 11/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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