Unclaimed
Michael Delgado is a financial advisor at Vanguard Marketing Corp. Michael has been in the financial industry since February 7, 2017. Michael is licensed in 53 states. Michael holds licenses for Series 6, Series 7, Series 63, and Series 7TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/07/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
07/03/2018 - 12/16/2021
MML INVESTORS SERVICES, LLC (HORSHAM PA)
PA
04/17/2017 - 09/29/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHILADELPHIA PA)
PA
03/21/2016 - 01/11/2017
NYLIFE SECURITIES LLC (BALA CYNWYD PA)
NY
05/10/1995 - 08/16/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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