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Michael Delgado

Vanguard Marketing Corp.

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About Michael Delgado

Michael Delgado is a financial advisor at Vanguard Marketing Corp. Michael has been in the financial industry since February 7, 2017. Michael is licensed in 53 states. Michael holds licenses for Series 6, Series 7, Series 63, and Series 7TO and SIE.

Firm Information

Michael Delgado is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Delgado’s Registration & Firm History

PA

02/07/2022 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

07/03/2018 - 12/16/2021

MML INVESTORS SERVICES, LLC (HORSHAM PA)

PA

04/17/2017 - 09/29/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHILADELPHIA PA)

PA

03/21/2016 - 01/11/2017

NYLIFE SECURITIES LLC (BALA CYNWYD PA)

NY

05/10/1995 - 08/16/1995

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/08/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/09/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Delgado. Review regulatory record here.
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