Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Delfino is a securities professional with over 25 years of experience in the financial industry. Michael is currently registered with Pershing LLC as a general securities representative. In addition to his Series 7 and Series 63 licenses, Michael holds Series 52, Series 55, and Series 57 licenses as well as the SIE exam. Previously, Michael was associated with firms including AEGIS CAPITAL CORP., FIRST NEW YORK SECURITIES L.L.C., and THE CONCORD EQUITY GROUP, LLC. Michael is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/09/2015 - Present
Pershing LLC (NEW YORK NY)
NY
04/21/2014 - 07/11/2014
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
01/12/2009 - 06/06/2014
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NJ
08/14/2006 - 08/25/2008
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
IL
11/30/2004 - 07/28/2006
COMPUTERSHARE SECURITIES CORPORATION (CHICAGO IL)
IL
02/11/2004 - 07/19/2004
ASSENT LLC (BOLINGBROOK IL)
NJ
01/03/1995 - 05/08/2003
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
12/05/1994 - 01/03/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Delfino is the right advisor for you? Invested Better is here to help.
