Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stokes is a financial advisor registered with LPL Financial LLC. Michael has been in the financial industry since June 22, 1999 and has a long history of experience with several firms. Michael is registered as a Registered Representative in North Carolina and Texas and also holds Investment Advisor licenses in North Carolina and Texas. Michael is a Personal Financial Specialist and holds Series 6, 7 and 66 licenses. Michael specializes in working with individuals, high net worth individuals, corporations, businesses, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/19/2022 - Present
LPL Financial LLC (WINSTON SALEM NC)
NC
01/10/2005 - 08/09/2011
SECURITIES AMERICA, INC. (HICKORY NC)
VT
12/11/2003 - 01/13/2005
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
06/07/1999 - 11/24/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 06/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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