Unclaimed
Michael Dean Pendergrass is a registered investment advisor representative, with over 18 years of experience in the financial services industry. Michael Dean Pendergrass is currently registered with MML Investors Services, LLC in Oklahoma. Michael Dean Pendergrass has also been previously registered with HORNOR, TOWNSEND & KENT, LLC and AXA ADVISORS, LLC. Michael Dean Pendergrass holds a Series 66, Series 24, SIE and Series 7. Michael Dean Pendergrass specializes in providing investment advice to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OK
08/18/2023 - Present
MML Investors Services, LLC (Oklahoma City OK)
OK
05/02/2012 - 07/31/2023
HORNOR, TOWNSEND & KENT, LLC (TULSA OK)
OK
06/20/2005 - 05/10/2012
AXA ADVISORS, LLC (OKLAHOMA CITY OK)
BOTH
Issued 07/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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