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Michael Dean Ludwig

Pershing LLC

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About Michael Dean Ludwig

Michael Ludwig is a financial advisor with Pershing LLC and BNY Mellon Capital Markets, LLC. Michael is licensed in all 50 states and holds the Series 7, 55, 57, 63, and 24 licenses as well as the SIE exam. Michael has been in the financial services industry since 2006 and is located in Pittsburgh, Pennsylvania.

Firm Information

Michael Ludwig is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ludwig’s Registration & Firm History

PA

10/17/2023 - Present

Pershing LLC (Pittsburgh PA)

PA

06/25/2021 - 09/14/2022

STONEX FINANCIAL INC. (Pittsburgh PA)

PA

04/22/2011 - 06/14/2021

BNY MELLON CAPITAL MARKETS, LLC (PITTSBURGH PA)

IL

05/19/2006 - 08/14/2006

GELBER SECURITIES, LLC (CHICAGO IL)

IL

08/16/2002 - 04/24/2006

GELBER SECURITIES, LLC (CHICAGO IL)

MA

06/01/2001 - 10/16/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/01/2001 - 10/16/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

09/05/2000 - 04/10/2001

HENNION & WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 05/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2022

Series 24 - General Securities Principal Examination

BC

Issued 07/18/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Dean Ludwig. Review regulatory record here.
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