Unclaimed
Michael Ludwig is a financial advisor with Pershing LLC and BNY Mellon Capital Markets, LLC. Michael is licensed in all 50 states and holds the Series 7, 55, 57, 63, and 24 licenses as well as the SIE exam. Michael has been in the financial services industry since 2006 and is located in Pittsburgh, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/17/2023 - Present
Pershing LLC (Pittsburgh PA)
PA
06/25/2021 - 09/14/2022
STONEX FINANCIAL INC. (Pittsburgh PA)
PA
04/22/2011 - 06/14/2021
BNY MELLON CAPITAL MARKETS, LLC (PITTSBURGH PA)
IL
05/19/2006 - 08/14/2006
GELBER SECURITIES, LLC (CHICAGO IL)
IL
08/16/2002 - 04/24/2006
GELBER SECURITIES, LLC (CHICAGO IL)
MA
06/01/2001 - 10/16/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/01/2001 - 10/16/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
09/05/2000 - 04/10/2001
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 05/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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