Unclaimed
Michael Dean Hammen is a financial advisor with Avantax Advisory Services. Michael has been in the financial services industry since 1998 and has a diverse background in investment management and financial planning. Michael holds a Series 7, Series 24, and Series 63 license as well as the SIE exam. Michael is also a Certified Financial Planner. Michael has a strong track record of providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IA
02/01/2024 - Present
Avantax Advisory Services (West Des Moines IA)
IA
08/05/2011 - 08/17/2012
LPL FINANCIAL LLC (DES MOINES IA)
IA
04/20/2011 - 05/05/2011
CUSO FINANCIAL SERVICES, L.P. (DES MOINES IA)
IA
08/21/2001 - 06/23/2009
WELLS FARGO INVESTMENTS, LLC (DES MOINES IA)
MN
07/17/1998 - 11/30/2001
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
MO
07/30/1996 - 06/15/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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