linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Dean Halperin

PHX Financial, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Dean Halperin

Michael Halperin is a financial advisor at PHX Financial, Inc. located in New York, New York. Michael has been in the financial services industry since October 28, 2005. Michael holds the Series 7, Series 24, Series 55, Series 62, and Series 63 licenses. Michael is registered to sell securities in New Jersey and New York. Michael has previously worked for AEON CAPITAL INC, WILMINGTON CAPITAL SECURITIES, LLC, FOREFRONT CAPITAL MARKETS LLC, TRANSCEND CAPITAL, PCS DUNBAR SECURITIES, LLC, GLB TRADING, INC, GENERIC TRADING OF PHILADELPHIA, LLC, TRINIX SECURITIES LLC, ELECTRONIC TRADING GROUP, LLC, and ON-SITE TRADING, INC.

Firm Information

Michael Halperin is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Halperin’s Registration & Firm History

NY

03/20/2023 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

05/15/2018 - 09/27/2022

AEON CAPITAL INC (NEW YORK NY)

NY

07/28/2015 - 05/02/2018

WILMINGTON CAPITAL SECURITIES, LLC (New York NY)

NY

10/05/2012 - 07/28/2015

FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)

TX

02/28/2011 - 09/25/2012

TRANSCEND CAPITAL (AUSTIN TX)

NY

05/11/2009 - 02/18/2011

PCS DUNBAR SECURITIES, LLC (PURCHASE NY)

CT

07/31/2007 - 04/30/2009

GLB TRADING, INC (WESTPORT CT)

NY

05/08/2006 - 07/12/2006

GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)

CA

10/19/2001 - 06/20/2002

TRINIX SECURITIES LLC (ENCINITAS CA)

NY

06/20/2001 - 10/22/2001

ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)

NY

10/13/1997 - 12/07/1998

ON-SITE TRADING, INC. (GREAT NECK NY)

Not sure if Michael Dean Halperin is right for you?

Licenses & Designations

BC

Issued 06/30/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Dean Halperin.
Not sure if Michael Dean Halperin is right for you?