Unclaimed
Michael Gourley is an investment advisor representative at LPL Financial LLC in Midvale, Utah. Michael has been in the financial services industry since 1993. Before joining LPL Financial LLC, Michael was a registered representative with Securities America, Inc. in Midvale, Utah. Prior to Securities America, Inc. he was a registered representative with LPL Financial LLC in Midvale, Utah and MML Investors Services, Inc. in Springfield, Massachusetts. Michael is also a registered investment advisor representative in Texas and Utah. Michael holds a Series 7, 6, 22, 62, 63, 24 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/22/2019 - Present
LPL Financial LLC (MIDVALE UT)
UT
10/01/2014 - 11/20/2019
SECURITIES AMERICA, INC. (MIDVALE UT)
UT
02/20/2004 - 10/09/2014
LPL FINANCIAL LLC (MIDVALE UT)
MA
01/13/1993 - 02/26/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1999
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/19/1995
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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