Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dean Gillaspie is a financial advisor with over 30 years of experience in the industry. Michael currently works as a financial advisor at Piper Sandler & Co., where he joined in 2017. Prior to that, Michael worked at Stifel, Nicolaus & Company, Incorporated and Piper Jaffray & Co. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 3, Series 7, Series 52TO, and Series 63. He is also registered in 12 states: Florida, Indiana, Iowa, Kansas, Michigan, Minnesota, Nebraska, New York, Puerto Rico, Texas, Virginia, and Washington. Michael specializes in helping individuals and businesses with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
06/01/2017 - Present
Piper Sandler & Co. (DES MOINES IA)
IA
06/18/2007 - 06/15/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WEST DES MOINES IA)
IA
04/27/1995 - 06/21/2007
PIPER JAFFRAY & CO. (DES MOINES IA)
NA
02/27/1990 - 05/24/1995
DAIN BOSWORTH INCORPORATED
MN
09/11/1989 - 02/27/1990
DOUGHERTY, DAWKINS, STRAND & YOST INCORPORATED (MINNEAPOLIS MN)
NA
08/23/1988 - 02/13/1990
ALLIED GROUP SECURITIES CORPORATION
BC
Issued 08/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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