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Michael Dean Brandt

National Financial Services LLC

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About Michael Dean Brandt

Michael Brandt is a financial advisor who has been working in the industry since 2014. Michael is currently registered with National Financial Services LLC and is licensed to sell securities in Texas. Michael has passed the Series 63, SIE, and Series 7 exams. Michael's previous experience includes a role at Fidelity Brokerage Services LLC.

Firm Information

Michael Brandt is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Brandt’s Registration & Firm History

TX

09/27/2018 - Present

National Financial Services LLC (WESTLAKE TX)

TX

08/04/2014 - 08/29/2018

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 08/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Dean Brandt. Review regulatory record here.
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