Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bradford is an investment advisor representative currently registered with Dominion Portfolio Management, Inc. and has been in the industry since March 8, 1999. Michael Bradford's prior registrations include Dominion Investor Services, Inc., LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.. Michael Bradford has passed a variety of securities exams, including the Series 6, Series 7, Series 31, Series 63, Series 65, and SIE. Michael Bradford specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
12/21/2016 - Present
Dominion Portfolio Management, Inc. (HOUSTON TX)
TX
12/07/2016 - 07/20/2023
DOMINION INVESTOR SERVICES, INC. (HOUSTON TX)
TX
12/15/2015 - 12/27/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
06/23/2011 - 01/07/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
06/01/2009 - 06/29/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
09/17/1999 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
GA
03/09/1999 - 12/03/1999
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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